India’s market regulator Sebi has introduced a simplified certification for employees in non-core research roles, aiming to ease business operations. Staff involved in sales and client interaction will now take a lighter NISM module, while those directly preparing research reports remain under the existing stringent examination. This reform reduces compliance burdens for client-facing roles, fostering greater participation in research-related activities.
US SEC chairman moves to give states power over shareholder resolutions
The U.S. Securities and Exchange Commission is considering rule changes for shareholder proposals. This shift could reduce investor activist influence and grant new powers to